Course Detail(E102 : Building an Ethical Internal Audit Function)

E102 : Building an Ethical Internal Audit Function

3.50 CPE Hours (Category 2)
Classroom

Programme Objective

This training will facilitate better understanding of the ethical code issued by the Institute of Internal Auditors and the stringent professional standards required to meet public expectations. This will then lead to practical steps which should be implemented to establish an ethical internal audit function.

There will be considerations of the size of companies, corporate culture and organisation structure in determining how best to meet the ethical code in a pragmatic manner.

Programme Outline

  • What Ethics mean to you
  • The Code of Ethics by the Institute of Internal Auditors
  • Different heads, different hats
  • Principles and rules of conduct
  • How to meet integrity requirements
  • How to achieve objectivity
  • Keeping information confidential
  • Technically competent internal auditors
  • Organisation structure and reporting
  • Policies and procedures regarding ethics
  • Audit Charter to highlight
  • Familiarisation, training and declaration
  • Professional commitment


Training Methodology

Lecture style, with Exercises/Case Studies


Closing Date for Registration

1 week before programme or until full enrolment

Intended For

An Advanced Level programme, intended for chief internal auditors; senior internal auditors; senior finance professionals, human resource personnel tasked with assistance in set-up of new internal audit function, audit committee members and independent directors who want a deeper understanding of ethics for internal audit function.

Competency Mapping

Category 2 = 3.50 Hours

Schedule & Fees

Date & Time

10 Sep 2018 (2:00 PM - 5:30 PM)

Registration is closed

Programme Facilitator(s)

Chris Ong

Date & Time

13 Dec 2017 (9:00 AM - 12:30 PM)

Registration is closed

Programme Facilitator(s)

Aloysius Cheang

Date & Time

12 Dec 2016 (9:00 AM - 12:30 PM)

Registration is closed

Programme Facilitator(s)

Aloysius Cheang

Testimonial

Funding

No funding Available!

Programme Facilitator(s)


Chris Ong
FCA (UK), CA (S’pore), CIA, MBA, BSc(Hons), MSID

Chris Ong  is currently a Principal Management Consultant.  Chris has over 30 years professional as well as commercial experience. He started with external auditing in the manufacturing and financial services sectors with an international accounting firm in London. Upon qualifying as a chartered accountant, Chris returned to Singapore and worked in international tax planning and compliance with an oil and gas conglomerate. Chris went on to head major internal audit divisions in diverse industries including media and entertainment; real estate and hospitality; banking and financial services, supply chain management, shipping and natural resources. Chris was the managing partner for enterprise risk services at a big four firm in Beijing and chaired the risk management committee for Northern China for three years. Due to the international exposure, Chris has benefitted and gained good experience in governance, risk and compliance fields. Over the years, Chris has advised a number of companies in China, Indonesia, Singapore, and the UK.

Academically, Chris has a B.Sc (honours) in Accounting and Information Technology from Leeds University and an MBA from the University of Dubuque. He is a Fellow Chartered Accountant (England & Wales); Chartered Accountant (Singapore); and a Certified Internal Auditor. He has been invited to speak at regional forums and conferences. Chris has been interviewed by leading publications in Singapore and China. Chris is passionate about sharing his experiences in both speaking and training and hopes very much to contribute to the community and help coach the future professional leaders.
 


Aloysius Cheang
FCCA, CA (S), CA (M), ATA (Income Tax &GST), Master of Taxation (Distinction)

 
Aloysius started his accountancy career as an auditor with Deloitte. He has over 35 years of extensive Controllership and CFO experience in Finance and Accounting in broad based industries (High Tech Electronics Manufacturing, Professional Healthcare, Plantation and Petrochemical) and multinational companies in APAC.  His work experience covers Malaysia, Thailand, Singapore, Indonesia, China, Hong Kong, Japan, Taiwan, UK and US.
 
His professional qualifications include FCCA, CA (S), CA (M), ATA (Income Tax &GST) and a Master of Taxation (Distinction) from SIM University.
 
His areas of expertise cover financial and management accounting, financial management, commercial and operations finance, corporate governance, internal audit and controls, restructuring and reorganisation, business planning and performance, project development, start-ups, business cessation, international tax planning, M&A due diligence and post acquisition integration.
 
He is currently a trainer and a management consultant. He trains aspiring professionals on finance, accounting, taxation and business management. He is also a workshop facilitator for ISCA Qualification Programme. 

Programme Objective

This training will facilitate better understanding of the ethical code issued by the Institute of Internal Auditors and the stringent professional standards required to meet public expectations. This will then lead to practical steps which should be implemented to establish an ethical internal audit function.

There will be considerations of the size of companies, corporate culture and organisation structure in determining how best to meet the ethical code in a pragmatic manner.

Programme Outline

  • What Ethics mean to you
  • The Code of Ethics by the Institute of Internal Auditors
  • Different heads, different hats
  • Principles and rules of conduct
  • How to meet integrity requirements
  • How to achieve objectivity
  • Keeping information confidential
  • Technically competent internal auditors
  • Organisation structure and reporting
  • Policies and procedures regarding ethics
  • Audit Charter to highlight
  • Familiarisation, training and declaration
  • Professional commitment


Training Methodology

Lecture style, with Exercises/Case Studies


Closing Date for Registration

1 week before programme or until full enrolment

Intended For

An Advanced Level programme, intended for chief internal auditors; senior internal auditors; senior finance professionals, human resource personnel tasked with assistance in set-up of new internal audit function, audit committee members and independent directors who want a deeper understanding of ethics for internal audit function.

Competency Mapping

Category 2 = 3.50 Hours

Programme Facilitator(s)

Chris Ong
FCA (UK), CA (S’pore), CIA, MBA, BSc(Hons), MSID

Chris Ong  is currently a Principal Management Consultant.  Chris has over 30 years professional as well as commercial experience. He started with external auditing in the manufacturing and financial services sectors with an international accounting firm in London. Upon qualifying as a chartered accountant, Chris returned to Singapore and worked in international tax planning and compliance with an oil and gas conglomerate. Chris went on to head major internal audit divisions in diverse industries including media and entertainment; real estate and hospitality; banking and financial services, supply chain management, shipping and natural resources. Chris was the managing partner for enterprise risk services at a big four firm in Beijing and chaired the risk management committee for Northern China for three years. Due to the international exposure, Chris has benefitted and gained good experience in governance, risk and compliance fields. Over the years, Chris has advised a number of companies in China, Indonesia, Singapore, and the UK.

Academically, Chris has a B.Sc (honours) in Accounting and Information Technology from Leeds University and an MBA from the University of Dubuque. He is a Fellow Chartered Accountant (England & Wales); Chartered Accountant (Singapore); and a Certified Internal Auditor. He has been invited to speak at regional forums and conferences. Chris has been interviewed by leading publications in Singapore and China. Chris is passionate about sharing his experiences in both speaking and training and hopes very much to contribute to the community and help coach the future professional leaders.
 

Aloysius Cheang
FCCA, CA (S), CA (M), ATA (Income Tax &GST), Master of Taxation (Distinction)

 
Aloysius started his accountancy career as an auditor with Deloitte. He has over 35 years of extensive Controllership and CFO experience in Finance and Accounting in broad based industries (High Tech Electronics Manufacturing, Professional Healthcare, Plantation and Petrochemical) and multinational companies in APAC.  His work experience covers Malaysia, Thailand, Singapore, Indonesia, China, Hong Kong, Japan, Taiwan, UK and US.
 
His professional qualifications include FCCA, CA (S), CA (M), ATA (Income Tax &GST) and a Master of Taxation (Distinction) from SIM University.
 
His areas of expertise cover financial and management accounting, financial management, commercial and operations finance, corporate governance, internal audit and controls, restructuring and reorganisation, business planning and performance, project development, start-ups, business cessation, international tax planning, M&A due diligence and post acquisition integration.
 
He is currently a trainer and a management consultant. He trains aspiring professionals on finance, accounting, taxation and business management. He is also a workshop facilitator for ISCA Qualification Programme. 

Upcoming Schedule

Registration is closed

Date & Time

10 Sep 2018 (2:00 PM - 5:30 PM)

Fee (inclusive of GST)

For Members: $ 199.02
For Non-Members: $ 237.54

Programme Facilitator(s)

Chris Ong

Venue

60 Cecil Street
ISCA House
Singapore 049709