Course Detail(E104 : Auditing Ethics: Examining Clues, Solving Cases and Creating Action -- the Sherlock Holmes Way!)

E104 : Auditing Ethics: Examining Clues, Solving Cases and Creating Action -- the Sherlock Holmes Way!

3.50 CPE Hours (Category 2)
Classroom

Programme Objective

This half-day training will create an inquisitive state of mind in both Internal and External Auditors, encouraging in-depth analysis of control issues, deficiencies and going beyond symptoms to find causes, solving problems and writing to initiate action and to rectify them. Ethical issues will be discussed.
 
There will be examples used to illustrate how these are applied in practice.

Programme Outline

  • Overview of the audit process – How should an audit be performed?

  • Ethical Matters in finding issues – Objectivity, Neutrality and Impartiality

  • What are the issues? Areas of Control Inadequacies? Ineffective Ways of carrying out Tasks? Non-Compliance?

  • Looking for Clues – Tell Tale Signs?

  • Practical tools to solve problems in areas of deficiencies

  • Drafting the Audit Observations

  • Understanding Management Expectations

  • Collaborate to Create Action – Getting the Buy-In from Management!

  • Case studies


Training Methodology

Lecture style, with case studies


Closing Date for Registration

1 week before programme or until full enrolment

Intended For

An Intermediate level programme, intended for auditors (Internal and External) who have to analyse their findings to draft recommendations and face potential ethical issues; also for reviewers of such reports to enhance their effectiveness and increasing the likelihood for a prompt remedial action from management.

Competency Mapping

Category 2 = 3.50 Hours

Schedule & Fees

Date & Time

12 Dec 2019 (9:00 AM - 12:30 PM)

There are no seats available.

Fee (inclusive of GST)

For Members: $ 199.02
For Non-Members: $ 237.54

Programme Facilitator(s)

Aloysius Cheang

Venue

137 Cecil Street
Level 4
Hengda Building
Singapore 069537

Date & Time

27 Feb 2020 (9:00 AM - 12:30 PM)

Fee (inclusive of GST)

For Members: $ 199.02
For Non-Members: $ 237.54

Programme Facilitator(s)

Aloysius Cheang

Venue

60 Cecil Street
ISCA House
Singapore 049709

Date & Time

10 Sep 2020 (9:00 AM - 12:30 PM)

Fee (inclusive of GST)

For Members: $ 199.02
For Non-Members: $ 237.54

Programme Facilitator(s)

Aloysius Cheang

Venue

60 Cecil Street
ISCA House
Singapore 049709

Date & Time

10 Dec 2020 (9:00 AM - 12:30 PM)

Fee (inclusive of GST)

For Members: $ 199.02
For Non-Members: $ 237.54

Programme Facilitator(s)

Aloysius Cheang

Venue

60 Cecil Street
ISCA House
Singapore 049709

Date & Time

12 Sep 2019 (9:00 AM - 12:30 PM)

Registration is closed

Programme Facilitator(s)

Aloysius Cheang

Date & Time

21 Feb 2019 (9:00 AM - 12:30 PM)

Registration is closed

Programme Facilitator(s)

Aloysius Cheang

Date & Time

14 Nov 2018 (9:00 AM - 12:30 PM)

Registration is closed

Programme Facilitator(s)

Aloysius Cheang

Testimonial

Funding

No funding Available!

Programme Facilitator(s)


Aloysius Cheang
FCCA, CA (S), CA (M), ATA (Income Tax &GST), Master of Taxation (Distinction)

 
Aloysius started his accountancy career as an auditor with Deloitte. He has over 35 years of extensive Controllership and CFO experience in Finance and Accounting in broad based industries (High Tech Electronics Manufacturing, Professional Healthcare, Plantation and Petrochemical) and multinational companies in APAC.  His work experience covers Malaysia, Thailand, Singapore, Indonesia, China, Hong Kong, Japan, Taiwan, UK and US.
 
His professional qualifications include FCCA, CA (S), CA (M), ATA (Income Tax &GST) and a Master of Taxation (Distinction) from SIM University.
 
His areas of expertise cover financial and management accounting, financial management, commercial and operations finance, corporate governance, internal audit and controls, restructuring and reorganisation, business planning and performance, project development, start-ups, business cessation, international tax planning, M&A due diligence and post acquisition integration.
 
He is currently a trainer and a management consultant. He trains aspiring professionals on finance, accounting, taxation and business management. He is also a workshop facilitator for ISCA Qualification Programme. 

Programme Objective

This half-day training will create an inquisitive state of mind in both Internal and External Auditors, encouraging in-depth analysis of control issues, deficiencies and going beyond symptoms to find causes, solving problems and writing to initiate action and to rectify them. Ethical issues will be discussed.
 
There will be examples used to illustrate how these are applied in practice.

Programme Outline

  • Overview of the audit process – How should an audit be performed?

  • Ethical Matters in finding issues – Objectivity, Neutrality and Impartiality

  • What are the issues? Areas of Control Inadequacies? Ineffective Ways of carrying out Tasks? Non-Compliance?

  • Looking for Clues – Tell Tale Signs?

  • Practical tools to solve problems in areas of deficiencies

  • Drafting the Audit Observations

  • Understanding Management Expectations

  • Collaborate to Create Action – Getting the Buy-In from Management!

  • Case studies


Training Methodology

Lecture style, with case studies


Closing Date for Registration

1 week before programme or until full enrolment

Intended For

An Intermediate level programme, intended for auditors (Internal and External) who have to analyse their findings to draft recommendations and face potential ethical issues; also for reviewers of such reports to enhance their effectiveness and increasing the likelihood for a prompt remedial action from management.

Competency Mapping

Category 2 = 3.50 Hours

Programme Facilitator(s)

Aloysius Cheang
FCCA, CA (S), CA (M), ATA (Income Tax &GST), Master of Taxation (Distinction)

 
Aloysius started his accountancy career as an auditor with Deloitte. He has over 35 years of extensive Controllership and CFO experience in Finance and Accounting in broad based industries (High Tech Electronics Manufacturing, Professional Healthcare, Plantation and Petrochemical) and multinational companies in APAC.  His work experience covers Malaysia, Thailand, Singapore, Indonesia, China, Hong Kong, Japan, Taiwan, UK and US.
 
His professional qualifications include FCCA, CA (S), CA (M), ATA (Income Tax &GST) and a Master of Taxation (Distinction) from SIM University.
 
His areas of expertise cover financial and management accounting, financial management, commercial and operations finance, corporate governance, internal audit and controls, restructuring and reorganisation, business planning and performance, project development, start-ups, business cessation, international tax planning, M&A due diligence and post acquisition integration.
 
He is currently a trainer and a management consultant. He trains aspiring professionals on finance, accounting, taxation and business management. He is also a workshop facilitator for ISCA Qualification Programme. 

Upcoming Schedule

Date & Time

27 Feb 2020 (9:00 AM - 12:30 PM)

Fee (inclusive of GST)

For Members: $ 199.02
For Non-Members: $ 237.54

Programme Facilitator(s)

Aloysius Cheang

Venue

60 Cecil Street
ISCA House
Singapore 049709