Course Detail(E082v : Ethical Issues in Risk Management and Internal Controls (Live Webinar))

UTAP Funding

E082v : Ethical Issues in Risk Management and Internal Controls (Live Webinar)

7.00 CPE Hours (Category 2)
Live Webinar


Programme Objective

To provide professionals with guidance and practical know-how to comply with the several codes of ethics in the discharge of duties relating to risk management and internal controls; enabling them to meet a critical but oft-neglected part of their professional requirements.

Programme Outline

  • What is “Ethics” to different individuals? What is not “Ethics”?
  • Different Codes of (Professional) Ethics
  • Concepts of Risk Management and Internal Controls
  • Discuss on the key parties that are charged with risk management and internal controls responsibilities
  • Practicality against Idealism: can they co-exist?
  • Implementing self-checks and peers review to ethical issues
  • Relevant case studies on the above will be given and discussed

Training Methodology
Lecture style, with Exercises/Case Studies

Closing Date for Registration
1 week before programme or until full enrolment

Intended For

A Intermediate to Advanced level programme intended for both Practising and Non-Practising Accountants and Auditors. Those who are charged with risk management and internal control responsibilities and would like to obtain and/or affirm the know-how in discharging their duties ethically are encouraged to attend.

Competency Mapping

Category 2 = 7.00 Hours

Schedule & Fees

Date & Time

24 Apr 2024 (9:00 AM - 5:00 PM)

Registration is closed

Fee (inclusive of GST)

For Members: $ 318.28
For Non-Members: $ 382.59

Programme Facilitator(s)

Chris Ong

Venue

Live Webinar in or outside of
Singapore

Testimonial

Funding

NTUC Union Training Assistance Programme (UTAP)
UTAP (Union Training Assistance Programme) is an individual skills upgrading account for NTUC members.
 

To find out more on the UTAP funding and support validity period please click here.
 
Should you have queries on the funding scheme, you can email to UTAP@e2i.com.sg or call NTUC Membership Hotline at 6213-8008

Programme Facilitator(s)


Chris Ong
FCA (England & Wales), BSc (Hons), MBA, MSID

Chris Ong is a Principal Management Consultant. Chris has accumulated over 30 years professional experience starting with external auditing in the manufacturing and financial services sectors with Arthur Andersen in London. He then returned to Singapore and gained exposure to international tax planning and compliance in the oil and gas industry. Chris went on to head internal audit function in industries ranging from broadcasting, real estate, banking, supply chain management, shipping and natural resources. Chris was the managing partner for enterprise risk services at Deloitte Beijing and head for risk management for Northern China for three years (2005 to 2008). Overall Chris has gained good experience in governance and risk consulting and he has advised many groups in China, Singapore, Indonesia, Europe and USA. Some major projects led and accomplished by Chris included the following:

  • Implemented the directors’ risk assessment for C suite and strategic projects throughout Asia Pacific for formulating risk-based audit plans;
  • Rolled-out risk-based audits for “RED” risks through innovative partnering and facilitation workshops;
  • Transformed the Internal Audit Division (over two thousand auditors) to zoom into risk-focused audits and distinguish them from Compliance and Internal Controls Departments at the request of the Board of a leading listed Chinese banking group;
  • Facilitated the adoption of key performance/risk indicators for senior staff in a major bank and planning board
  • Advised a major listed Taiwanese construction and engineering group on risk modelling and critical risks for strategic audit implementation 
  • Chris led a number of active roundtables for real estate and hospitality industries and is an active contributor to leading periodicals and conferences in Asia.
     


Programme Objective

To provide professionals with guidance and practical know-how to comply with the several codes of ethics in the discharge of duties relating to risk management and internal controls; enabling them to meet a critical but oft-neglected part of their professional requirements.

Programme Outline

  • What is “Ethics” to different individuals? What is not “Ethics”?
  • Different Codes of (Professional) Ethics
  • Concepts of Risk Management and Internal Controls
  • Discuss on the key parties that are charged with risk management and internal controls responsibilities
  • Practicality against Idealism: can they co-exist?
  • Implementing self-checks and peers review to ethical issues
  • Relevant case studies on the above will be given and discussed

Training Methodology
Lecture style, with Exercises/Case Studies

Closing Date for Registration
1 week before programme or until full enrolment

Intended For

A Intermediate to Advanced level programme intended for both Practising and Non-Practising Accountants and Auditors. Those who are charged with risk management and internal control responsibilities and would like to obtain and/or affirm the know-how in discharging their duties ethically are encouraged to attend.

Competency Mapping

Category 2 = 7.00 Hours

Programme Facilitator(s)

Chris Ong
FCA (England & Wales), BSc (Hons), MBA, MSID

Chris Ong is a Principal Management Consultant. Chris has accumulated over 30 years professional experience starting with external auditing in the manufacturing and financial services sectors with Arthur Andersen in London. He then returned to Singapore and gained exposure to international tax planning and compliance in the oil and gas industry. Chris went on to head internal audit function in industries ranging from broadcasting, real estate, banking, supply chain management, shipping and natural resources. Chris was the managing partner for enterprise risk services at Deloitte Beijing and head for risk management for Northern China for three years (2005 to 2008). Overall Chris has gained good experience in governance and risk consulting and he has advised many groups in China, Singapore, Indonesia, Europe and USA. Some major projects led and accomplished by Chris included the following:

  • Implemented the directors’ risk assessment for C suite and strategic projects throughout Asia Pacific for formulating risk-based audit plans;
  • Rolled-out risk-based audits for “RED” risks through innovative partnering and facilitation workshops;
  • Transformed the Internal Audit Division (over two thousand auditors) to zoom into risk-focused audits and distinguish them from Compliance and Internal Controls Departments at the request of the Board of a leading listed Chinese banking group;
  • Facilitated the adoption of key performance/risk indicators for senior staff in a major bank and planning board
  • Advised a major listed Taiwanese construction and engineering group on risk modelling and critical risks for strategic audit implementation 
  • Chris led a number of active roundtables for real estate and hospitality industries and is an active contributor to leading periodicals and conferences in Asia.
     

Upcoming Schedule

Registration is closed

Date & Time

24 Apr 2024 (9:00 AM - 5:00 PM)

Fee (inclusive of GST)

For Members: $ 318.28
For Non-Members: $ 382.59

Programme Facilitator(s)

Chris Ong

Venue

Live Webinar in or outside of
Singapore