Course Detail()
Not Available

UTAP Funding

3.50 CPE Hours (Category 1, Category 2, Category 3, Category 4, Others)
Classroom

Programme Objective

Ethics Pronouncement (EP) 200 provides the anti-money laundering (AML) and countering the financing of terrorism (CFT) requirements and guidelines for professional accountants in Singapore. EP 200 is applicable to all professional accountants in business, public practices and professional firms. 

 In addition to the EP 200, Registered Filing Agents (RFAs) are also required to follow guidelines to comply with AML and CFT.  Inevitably, professionals would question the differences between EP 200 and the RFA Guidelines.  ACRA had also issued an Audit Practice Bulletin setting out some recommendations which aligned the RFA Guidelines with EP 200. 
 
 This programme is designed specifically to provide Audit Professionals practical guidance on the required EP 200 documentation, taking into consideration the key differences between the RFA Guidelines and the EP 200 requirements as well as ACRA’s APB Bulletin issued. Key Findings from the ACRA’s latest EP 200 Inspection Findings will also be discussed. 

Programme Outline

  • Sharing of Findings from Regulators 
  • Sharing of Evolution of Compliance with AML/CFT 
  • RFA Guidelines versus EP 200 
  • Audit Practice Bulletins 
  • Suspicious Transaction Reporting Office (STRO) 
  • Case highlights from STRO Office  
  • Case highlights from Commercial Affair Department (CAD) report – addressing the WHY 
  • Performing Customer Due Diligence (CDD) – Addressing the “How” 
  • Documentation Requirements & Understanding your Obligation as a Professional Firm/Staff 


Training Methodology

Lecture style with case studies and examples

Closing Date for Registration

1 week before programme or until full enrolment.

Intended For

Professional Accountants in business, public practices and professional firms.

Schedule & Fees

Testimonial

Funding

1] NTUC Union Training Assistance Programme (UTAP)
UTAP (Union Training Assistance Programme) is an individual skills upgrading account for NTUC members.

To find out more on the UTAP funding and support validity period please click here.

Should you have queries on the funding scheme, you can email to UTAP@e2i.com.sg or call NTUC Membership Hotline at 6213-8008

Programme Facilitator(s)

Programme Objective

Ethics Pronouncement (EP) 200 provides the anti-money laundering (AML) and countering the financing of terrorism (CFT) requirements and guidelines for professional accountants in Singapore. EP 200 is applicable to all professional accountants in business, public practices and professional firms. 

 In addition to the EP 200, Registered Filing Agents (RFAs) are also required to follow guidelines to comply with AML and CFT.  Inevitably, professionals would question the differences between EP 200 and the RFA Guidelines.  ACRA had also issued an Audit Practice Bulletin setting out some recommendations which aligned the RFA Guidelines with EP 200. 
 
 This programme is designed specifically to provide Audit Professionals practical guidance on the required EP 200 documentation, taking into consideration the key differences between the RFA Guidelines and the EP 200 requirements as well as ACRA’s APB Bulletin issued. Key Findings from the ACRA’s latest EP 200 Inspection Findings will also be discussed. 

Programme Outline

  • Sharing of Findings from Regulators 
  • Sharing of Evolution of Compliance with AML/CFT 
  • RFA Guidelines versus EP 200 
  • Audit Practice Bulletins 
  • Suspicious Transaction Reporting Office (STRO) 
  • Case highlights from STRO Office  
  • Case highlights from Commercial Affair Department (CAD) report – addressing the WHY 
  • Performing Customer Due Diligence (CDD) – Addressing the “How” 
  • Documentation Requirements & Understanding your Obligation as a Professional Firm/Staff 


Training Methodology

Lecture style with case studies and examples

Closing Date for Registration

1 week before programme or until full enrolment.

Intended For

Professional Accountants in business, public practices and professional firms.

Programme Facilitator(s)


No course instances or course instance sessions available.